Investment
Planning Services
Clients
often wish to direct and implement their own investment decisions.
To assist clients with self-directed investments, our firm offers
reviews of client investment objectives, and recommendations regarding
investment selection and/or broker-dealer custodians. Services
provided as part of our investment advisory program may include:
-
Assistance with Employer Retirement Plan Rollovers (403b, 401k retirement plan)
-
Commencement/opening of brokerage account(s)
-
Opinions on appropriate asset allocations
- Security
transactions (buy/sale orders)
-
Opinions on:
-
Stock market direction/tone
- Domestic
equity security valuations
-
Certificates of deposit
- Municipal
securities
- Mutual
fund securities
-
United States Government securities
-
Option contracts and strategies
Self-directed
investment planning services are offered to clients on a one-time-stand
alone basis or more frequently if appropriate. For example, clients
may request investment allocation reviews quarterly or annually
depending on market and economic conditions.
The Tax Practice, Inc. is a Registered Investment Advisor licensed by the Securities Exchange Commission; Asset Custodian Fidelity Institutional Brokerage Group. Details of our investment management/planning services and related disclosures are provided in The Tax Practice Inc Form ADV Part I and Part II. Advisory services are offered pursuant to an investment management advisory agreement. Lower fees for comparable services may be available from other sources. Prior investment results may not be indicative of future performance. The Securities Investor Protection Corporation (SIPC) does not protect against a decline in the market value of securities. These statements have not been approved or verified by any governmental authority.
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